Appendix 1: Duty of Candour Criteria

Incident which activates the duty: 

The DoC procedure must be carried out by the responsible person as soon as practicable after becoming aware that an individual who has received a health, social care or social work service has been the subject of an unintended or unexpected incident, and in the reasonable opinion of a registered health professional has resulted in or could result in: 

  • death of the person 
  • a permanent lessening of bodily, sensory, motor, physiologic or intellectual functions 
  • an increase in the person’s treatment 
  • changes to the structure of the person’s body 
  • the shortening of the life expectancy of the person 
  • an impairment of the sensory, motor or intellectual functions of the person which has lasted, or is likely to last, for a continuous period of at least 28 days 
  • the person experiencing pain or psychological harm which has been, or is likely to be, experienced by the person for a continuous period of at least 28 days 
  • the person requiring treatment by a registered health professional in order to prevent: 
    • the death of the person, or
    • any injury to the person which, if left untreated, would lead to one or more of the outcomes mentioned above